What is The Formal Order In some cases, where the SEC investigates potential securities violations, it can start an informal investigation, which can drag on for a long time, sometimes for months and even years. If the matter resolves, the SEC may never seek to convert the informal inquiry into a formal investigation. If not, […]
New York SEC defense attorneys with Joseph Potashnik and Associates represent individuals and companies facing SEC investigations in New York and anywhere else in the country.
This article discusses SEC Investigative process. SEC Enforcement Staff is charged with investigating federal securities laws violations. SEC also initiates enforcement actions against private individuals and companies who SEC believes violate securities laws.
In the state of New York, crimes of theft are brought under the category of either Article 155 of New York Penal Law or Article 165 of New York Penal Law. As such, if you steal property that has been valued as being more than $1,000, which includes antiques, cars, money, and clothing, and you’ve […]
What Are The Best Rape Defenses in New York Rape allegations are serious business and unfortunately, many allegations of sexual misconduct are not brought in good faith. A person accused of rape or other kinds of sexual misconduct should be ready for a long fight. What are the most common defenses in rape cases?
WHAT IS GRAND JURY A grand jury is a group of no fewer than 16 and no more than 23 persons, which is convened by a superior court. Grand Jury investigates offenses by hearing and examining evidence to determine whether to permit prosecution of those offenses. The district attorney; A clerk or other public servant […]
Prosecutors and lawmakers have taken a more aggressive approach against insider trading. You might have been successful in evading criminal charges in the past, but there are new systemic changes designed to make this type of evasion much more difficult.